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Late trading
Results: 581

#	Item
431	S7[removed]RALPH S. SAUL $lua Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-04-24 15:56:49 Finance Financial economics Late-2000s financial crisis Volcker Rule Dodd–Frank Wall Street Reform and Consumer Protection Act Paul Volcker U.S. Securities and Exchange Commission Proprietary trading Regulation Systemic risk Financial regulation United States federal banking legislation
432	ti.nirro ~ttlr£S ~[natc WASHINGTON, DC[removed]c-~ o Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-18 13:55:55 United States federal banking legislation Systemic risk Volcker Rule Paul Volcker Late-2000s financial crisis Financial markets Glass–Steagall Act Dodd–Frank Wall Street Reform and Consumer Protection Act Proprietary trading Financial economics Finance Investment
433	Microsoft Word - SEC Letter.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-03-23 14:53:57 Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial regulation Syndicated loan Economics Commodity Futures Modernization Act Financial economics Late-2000s financial crisis Systemic risk
434	Microsoft Word - WMBAA -- Draft 5 -- Letter to SEC and CFTC.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-26 12:28:42 Late-2000s financial crisis Commodity Futures Trading Commission Derivative Over-the-counter Dodd–Frank Wall Street Reform and Consumer Protection Act Futures contract U.S. Securities and Exchange Commission Bart Chilton IntercontinentalExchange Financial economics Finance Financial system
435	November 10, 2010 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-16 13:26:19 Systemic risk 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama United States federal banking legislation Derivative Interest rate swap Hedge Financial economics Finance Economics
436	David C. Phelan Executive Vice President and General Counsel State Street Corporation State Street Financial Center One Lincoln Street Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-30 15:22:18 Systemic risk Stock market 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama Commodity Futures Trading Commission Derivative U.S. Securities and Exchange Commission Financial economics Finance Financial system
437	Comments on Dodd-Frank Act Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-28 15:29:07 United States securities law Stock market Systemic risk Commodity Futures Trading Commission Late-2000s financial crisis Derivative Dodd–Frank Wall Street Reform and Consumer Protection Act Futures contract Swap Financial economics Finance Financial system
438	Microsoft Word - NCGA - NGSA Comments Process for Review of Swaps_Final[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-21 11:46:21 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama Systemic risk United States federal banking legislation Derivative Futures contract Commodity Futures Trading Commission Financial economics Finance Financial system
439	Microsoft Word - 2297665_13.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-28 10:48:12 Finance Stock market Central limit order book Late-2000s financial crisis Financial markets U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Exchange Act Commodity Futures Trading Commission Financial economics Systemic risk Financial regulation
440	Memorandum from the Division of Trading and Markets regarding an October 13, 2010 meeting with Financial Services Forum Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-27 17:32:31 Financial Services Forum Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Late-2000s financial crisis Systemic risk Commodity Futures Trading Commission

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